Prepared: Spring 2005
Effective from: 1 October 2005
Due for Review: Spring 2008
Records retention and disposal is the process by which the University decides whether records that are no longer current should be destroyed or transferred to the archive. All University records fall into three categories:
The retention period refers to the life of the record as a "current” or "semi-current” record. When a record reaches the end of its retention period, it must be either destroyed or archived permanently.
The following retention schedule provides a structured framework for the retention and disposal of all records managed by all the People & Culture Section (formerly Human Resources Office). It is expected that, following the review of the People & Culture Records Management Policy, records managed by the Organisational Development (formerly Learning and Development Office) and Occupational Health team will be included in the schedule. The schedule should be read and used in conjunction with the Section's records management policy and relevant procedure document.
C=Creation
CCY=Current calendar year
CAY=Current academic year
CFY=Current financial year
Description of Record | Category | Retention Period | Action taken at the end of the record lifecycle | Archive Details/Notes |
---|---|---|---|---|
Personnel Database - Paradigm | F29.14 | Permanent – amended as necessary | Permanent | Held electronically in P&C |
Personal Files: Permanent Staff | F29.14 | Termination of relationship + 6 | Destroyed | N/A |
Personal Files: Temporary Staff | F29.14 | Retirement + 6 | Destroyed | N/A |
Recruitment (Job) Files | F29.7 | Termination of relationship + 2 | Destroyed | N/A |
Ethnic Monitoring Questionnaires | F29.7 | CCY + 1 | Destroyed | N/A |
Annual Review – Support Staff | F29.11 | Destroyed immediately | Destroyed | N/A |
Annual Review – Academic Staff | F29.11 | CCY + 6 | Destroyed | N/A |
Research Leave Spreadsheet | F29.14 | CCY + 6 | Held Permanently | Held electronically in P&C |
Outside Paid Work Spreadsheet | F29.14 | Permanent – amended as necessary | Held Permanently | Held electronically in P&C |
Joint Grading Panels | F29.6 | Permanent – amended as necessary | Destroyed | N/A |
Higher Education Role Analysis/job evaluation | F29.6 | CCY + 6 | Destroyed | N/A |
Criminal Records Bureau Disclosures | F29.7 | CCY + 6 | Destroyed | N/A |
Finance and Strategy Staffing Sub-Committee | F29.14 | C + six months | Archive | Papers held in P&C |
Senate Staffing Committee | F29.14 | Permanent | Archive | Papers held in P&C |
Standing Committee on Professorships | F29.11 |
Permanent |
Archive | Papers held in P&C |
Equal Opportunities Steering Group |
F29.12
B4.4 |
Permanent
Permanent |
Archive | Papers held in P&C |
Day Nursery Management Group | F29.12 | Permanent | Archive | Papers held in P&C |
Budget Records: Cost Centre Reports and Detailed Expenses | F28.12 | CFY + 6 | Destroyed | N/A |
Description of Record | Category | Retention Period | Action taken at the end of the record lifecycle | Archive Details/Notes |
---|---|---|---|---|
Higher Education Statistics Agency (HESA) submissions | E22.6 | CAY+ 10 | Destroyed | N/A |
Internal Recruitment Statistics | F29.6 | CCY + 5 | Destroyed | N/A |
Equal Opportunities Statistics | F29.6 | CCY + 5 | Destroyed | N/A |
Recruitment Advertisements | F29.7 | CCY + 2 | Destroyed | N/A |
Sickness Absence records: Personnel Office and Occupational Health | F29.14 | CCY + 3 | Destroyed | N/A |
Personnel Policies and Codes of Practice | F29.4 | Permanent | Archive | Held in P&C |
Post Establishment Files | F29.6 | CAY + 6 | Destroyed | N/A |
University Visitors | F29.14 | CCY + 2 | Destroyed | N/A |
External Audit | E19.6 | Permanent | Archive | Held in P&C |
Administrative Services Review (Internal Audit) | E19.6 | Permanent | Archive | Held in P&C |
Human Resources Strategy | F29.1 | Permanent | Archive | Held in P&C |